This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, related federal laws, and state securities laws. Also includes early 2002 amendments to the Securities Act of 1933 and the Securities Exchange Act of 1934.Summary of Contents" Preface" I. Federal Securities Laws And RegulationsA. Securities Act Of 1933B. Securities Exchange Act Of 1934C. Investment Company Act Of 1940D.

Investment Advisers Act Of 1940E. Sec Rules Of PracticeF. Standards Of Professional Conduct For Attorneys Appearing And Practicing Before The Commission In The Representation Of An IssuerG. Privacy Of Consumer Financial Information (Regulation SP)H. SarbanesOxley Act (Public Company Accounting Reform And Corporate Responsibility)" II. Related Federal Laws" III. State Securities Laws.