Volume 1 Background of the SEC Statutes Federal Regulation of the Distribution of Securitie Volume 2 Federal Regulation of the Distribution of Securities Cont. Coverage of the Securities Act of 1933: Definitions and Exemptions Volume 3 Coverage of the Securities Act of 1933: Definitions and Exemptions Cont. Volume 4 Protective Committee Reform: The Trust Indenture Act of 1939 and SEC Functions Under the Bankruptcy Code "Control" Concepts Under the SEC Statutes Registration and Prostregistration Provisions of the 1934 Act Volume 5 Registration and Prostregistration Provisions of the 1934 Act Cont Regulation of the Securities Markets Volume 6 Regulation of the Securities Markets Cont. Regulation of Brokers, Dealers, and Investment Advisors Volume 7 Regulation of Brokers, Dealers, and Investment Advisors Cont Fraud Volume 8 Fraud Cont. Manipulation Volume 9 Manipulation Cont. Civil Liability Volume 10 Civil Liability Cont. Government Litigation SEC Administration Law Conflict of Laws, Procedural Aspects, and "Globalization" Volume 11 Complete Table of Contents Appendix A: SEC Statutes in the United States Code Appendix B: SEC, SIPC, and Federal Reserve Rules in the Code of Federal Regulations Appendix C: Citations of Blue Sky Laws Table of Cases Table of No-Action and Interpretative Letters Table of SEC Releases Table of Statutory Citations Table of Rule Citations Table of Regulations S-K Item Citations Table of Form Citations Index.